Investment Management & Securities Industry Services
Our interdisciplinary approach to counseling clients combines the knowledge of lawyers familiar with U.S. federal and state securities laws, the Employee Retirement Income Security Act of 1974 (ERISA), the Internal Revenue Code, commodities regulation, U.S. federal and state banking and insurance laws, securities laws outside the United States, and with the relevant laws of various international jurisdictions, including the EU’s developing Alternative Investment Fund Manager Directive (AIFMD). Many of our lawyers have worked at the U.S. Securities and Exchange Commission (SEC), investment management firms, banks, broker-dealers, and insurance companies. Morgan Lewis is a leader in investment management law, and was recently ranked first among U.S. law firms as investment management counsel (based on number of new issues).
